| # Gobs of data |
| 24 Mar 2011 |
| Tags: gob, json, protobuf, xml, technical |
| Summary: Introducing gob, a high-speed Go-to-Go wire encoding format. |
| OldURL: /gobs-of-data |
| |
| Rob Pike |
| |
| ## Introduction |
| |
| To transmit a data structure across a network or to store it in a file, |
| it must be encoded and then decoded again. |
| There are many encodings available, of course: |
| [JSON](http://www.json.org/), [XML](http://www.w3.org/XML/), |
| Google's [protocol buffers](http://code.google.com/p/protobuf), and more. |
| And now there's another, provided by Go's [gob](https://golang.org/pkg/encoding/gob/) package. |
| |
| Why define a new encoding? It's a lot of work and redundant at that. |
| Why not just use one of the existing formats? Well, |
| for one thing, we do! |
| Go has [packages](https://golang.org/pkg/) supporting all the encodings |
| just mentioned (the [protocol buffer package](http://github.com/golang/protobuf) |
| is in a separate repository but it's one of the most frequently downloaded). |
| And for many purposes, including communicating with tools and systems written in other languages, |
| they're the right choice. |
| |
| But for a Go-specific environment, such as communicating between two servers written in Go, |
| there's an opportunity to build something much easier to use and possibly more efficient. |
| |
| Gobs work with the language in a way that an externally-defined, |
| language-independent encoding cannot. |
| At the same time, there are lessons to be learned from the existing systems. |
| |
| ## Goals |
| |
| The gob package was designed with a number of goals in mind. |
| |
| First, and most obvious, it had to be very easy to use. |
| First, because Go has reflection, there is no need for a separate interface |
| definition language or "protocol compiler". |
| The data structure itself is all the package should need to figure out how |
| to encode and decode it. |
| On the other hand, this approach means that gobs will never work as well |
| with other languages, but that's OK: |
| gobs are unashamedly Go-centric. |
| |
| Efficiency is also important. Textual representations, |
| exemplified by XML and JSON, are too slow to put at the center of an efficient |
| communications network. |
| A binary encoding is necessary. |
| |
| Gob streams must be self-describing. Each gob stream, |
| read from the beginning, contains sufficient information that the entire |
| stream can be parsed by an agent that knows nothing a priori about its contents. |
| This property means that you will always be able to decode a gob stream stored in a file, |
| even long after you've forgotten what data it represents. |
| |
| There were also some things to learn from our experiences with Google protocol buffers. |
| |
| ## Protocol buffer misfeatures |
| |
| Protocol buffers had a major effect on the design of gobs, |
| but have three features that were deliberately avoided. |
| (Leaving aside the property that protocol buffers aren't self-describing: |
| if you don't know the data definition used to encode a protocol buffer, |
| you might not be able to parse it.) |
| |
| First, protocol buffers only work on the data type we call a struct in Go. |
| You can't encode an integer or array at the top level, |
| only a struct with fields inside it. |
| That seems a pointless restriction, at least in Go. |
| If all you want to send is an array of integers, |
| why should you have to put it into a struct first? |
| |
| Next, a protocol buffer definition may specify that fields `T.x` and `T.y` |
| are required to be present whenever a value of type `T` is encoded or decoded. |
| Although such required fields may seem like a good idea, |
| they are costly to implement because the codec must maintain a separate |
| data structure while encoding and decoding, |
| to be able to report when required fields are missing. |
| They're also a maintenance problem. Over time, |
| one may want to modify the data definition to remove a required field, |
| but that may cause existing clients of the data to crash. |
| It's better not to have them in the encoding at all. |
| (Protocol buffers also have optional fields. |
| But if we don't have required fields, all fields are optional and that's that. |
| There will be more to say about optional fields a little later.) |
| |
| The third protocol buffer misfeature is default values. |
| If a protocol buffer omits the value for a "defaulted" field, |
| then the decoded structure behaves as if the field were set to that value. |
| This idea works nicely when you have getter and setter methods to control |
| access to the field, |
| but is harder to handle cleanly when the container is just a plain idiomatic struct. |
| Required fields are also tricky to implement: |
| where does one define the default values, |
| what types do they have (is text UTF-8? uninterpreted bytes? how many bits |
| in a float?) and despite the apparent simplicity, |
| there were a number of complications in their design and implementation |
| for protocol buffers. |
| We decided to leave them out of gobs and fall back to Go's trivial but effective defaulting rule: |
| unless you set something otherwise, it has the "zero value" for that type - |
| and it doesn't need to be transmitted. |
| |
| So gobs end up looking like a sort of generalized, simplified protocol buffer. How do they work? |
| |
| ## Values |
| |
| The encoded gob data isn't about types like `int8` and `uint16`. |
| Instead, somewhat analogous to constants in Go, |
| its integer values are abstract, sizeless numbers, |
| either signed or unsigned. |
| When you encode an `int8`, its value is transmitted as an unsized, |
| variable-length integer. |
| When you encode an `int64`, its value is also transmitted as an unsized, |
| variable-length integer. |
| (Signed and unsigned are treated distinctly, |
| but the same unsized-ness applies to unsigned values too.) If both have the value 7, |
| the bits sent on the wire will be identical. |
| When the receiver decodes that value, it puts it into the receiver's variable, |
| which may be of arbitrary integer type. |
| Thus an encoder may send a 7 that came from an `int8`, |
| but the receiver may store it in an `int64`. |
| This is fine: the value is an integer and as a long as it fits, everything works. |
| (If it doesn't fit, an error results.) This decoupling from the size of |
| the variable gives some flexibility to the encoding: |
| we can expand the type of the integer variable as the software evolves, |
| but still be able to decode old data. |
| |
| This flexibility also applies to pointers. |
| Before transmission, all pointers are flattened. |
| Values of type `int8`, `*int8`, `**int8`, |
| `****int8`, etc. are all transmitted as an integer value, |
| which may then be stored in `int` of any size, |
| or `*int`, or `******int`, etc. |
| Again, this allows for flexibility. |
| |
| Flexibility also happens because, when decoding a struct, |
| only those fields that are sent by the encoder are stored in the destination. Given the value |
| |
| type T struct{ X, Y, Z int } // Only exported fields are encoded and decoded. |
| var t = T{X: 7, Y: 0, Z: 8} |
| |
| the encoding of `t` sends only the 7 and 8. |
| Because it's zero, the value of `Y` isn't even sent; |
| there's no need to send a zero value. |
| |
| The receiver could instead decode the value into this structure: |
| |
| type U struct{ X, Y *int8 } // Note: pointers to int8s |
| var u U |
| |
| and acquire a value of `u` with only `X` set (to the address of an `int8` variable set to 7); |
| the `Z` field is ignored - where would you put it? When decoding structs, |
| fields are matched by name and compatible type, |
| and only fields that exist in both are affected. |
| This simple approach finesses the "optional field" problem: |
| as the type `T` evolves by adding fields, |
| out of date receivers will still function with the part of the type they recognize. |
| Thus gobs provide the important result of optional fields - extensibility - |
| without any additional mechanism or notation. |
| |
| From integers we can build all the other types: |
| bytes, strings, arrays, slices, maps, even floats. |
| Floating-point values are represented by their IEEE 754 floating-point bit pattern, |
| stored as an integer, which works fine as long as you know their type, which we always do. |
| By the way, that integer is sent in byte-reversed order because common values |
| of floating-point numbers, |
| such as small integers, have a lot of zeros at the low end that we can avoid transmitting. |
| |
| One nice feature of gobs that Go makes possible is that they allow you to |
| define your own encoding by having your type satisfy the [GobEncoder](https://golang.org/pkg/encoding/gob/#GobEncoder) |
| and [GobDecoder](https://golang.org/pkg/encoding/gob/#GobDecoder) interfaces, |
| in a manner analogous to the [JSON](https://golang.org/pkg/encoding/json/) |
| package's [Marshaler](https://golang.org/pkg/encoding/json/#Marshaler) |
| and [Unmarshaler](https://golang.org/pkg/encoding/json/#Unmarshaler) and |
| also to the [Stringer](https://golang.org/pkg/fmt/#Stringer) interface |
| from [package fmt](https://golang.org/pkg/fmt/). |
| This facility makes it possible to represent special features, |
| enforce constraints, or hide secrets when you transmit data. |
| See the [documentation](https://golang.org/pkg/encoding/gob/) for details. |
| |
| ## Types on the wire |
| |
| The first time you send a given type, the gob package includes in the data |
| stream a description of that type. |
| In fact, what happens is that the encoder is used to encode, |
| in the standard gob encoding format, an internal struct that describes the |
| type and gives it a unique number. |
| (Basic types, plus the layout of the type description structure, |
| are predefined by the software for bootstrapping.) After the type is described, |
| it can be referenced by its type number. |
| |
| Thus when we send our first type `T`, the gob encoder sends a description |
| of `T` and tags it with a type number, say 127. |
| All values, including the first, are then prefixed by that number, |
| so a stream of `T` values looks like: |
| |
| ("define type id" 127, definition of type T)(127, T value)(127, T value), ... |
| |
| These type numbers make it possible to describe recursive types and send |
| values of those types. |
| Thus gobs can encode types such as trees: |
| |
| type Node struct { |
| Value int |
| Left, Right *Node |
| } |
| |
| (It's an exercise for the reader to discover how the zero-defaulting rule makes this work, |
| even though gobs don't represent pointers.) |
| |
| With the type information, a gob stream is fully self-describing except |
| for the set of bootstrap types, |
| which is a well-defined starting point. |
| |
| ## Compiling a machine |
| |
| The first time you encode a value of a given type, |
| the gob package builds a little interpreted machine specific to that data type. |
| It uses reflection on the type to construct that machine, |
| but once the machine is built it does not depend on reflection. |
| The machine uses package unsafe and some trickery to convert the data into |
| the encoded bytes at high speed. |
| It could use reflection and avoid unsafe, |
| but would be significantly slower. |
| (A similar high-speed approach is taken by the protocol buffer support for Go, |
| whose design was influenced by the implementation of gobs.) Subsequent values |
| of the same type use the already-compiled machine, |
| so they can be encoded right away. |
| |
| [Update: As of Go 1.4, package unsafe is no longer use by the gob package, with a modest performance drop.] |
| |
| Decoding is similar but harder. When you decode a value, |
| the gob package holds a byte slice representing a value of a given encoder-defined type to decode, |
| plus a Go value into which to decode it. |
| The gob package builds a machine for that pair: |
| the gob type sent on the wire crossed with the Go type provided for decoding. |
| Once that decoding machine is built, though, |
| it's again a reflectionless engine that uses unsafe methods to get maximum speed. |
| |
| ## Use |
| |
| There's a lot going on under the hood, but the result is an efficient, |
| easy-to-use encoding system for transmitting data. |
| Here's a complete example showing differing encoded and decoded types. |
| Note how easy it is to send and receive values; |
| all you need to do is present values and variables to the [gob package](https://golang.org/pkg/encoding/gob/) |
| and it does all the work. |
| |
| package main |
| |
| import ( |
| "bytes" |
| "encoding/gob" |
| "fmt" |
| "log" |
| ) |
| |
| type P struct { |
| X, Y, Z int |
| Name string |
| } |
| |
| type Q struct { |
| X, Y *int32 |
| Name string |
| } |
| |
| func main() { |
| // Initialize the encoder and decoder. Normally enc and dec would be |
| // bound to network connections and the encoder and decoder would |
| // run in different processes. |
| var network bytes.Buffer // Stand-in for a network connection |
| enc := gob.NewEncoder(&network) // Will write to network. |
| dec := gob.NewDecoder(&network) // Will read from network. |
| // Encode (send) the value. |
| err := enc.Encode(P{3, 4, 5, "Pythagoras"}) |
| if err != nil { |
| log.Fatal("encode error:", err) |
| } |
| // Decode (receive) the value. |
| var q Q |
| err = dec.Decode(&q) |
| if err != nil { |
| log.Fatal("decode error:", err) |
| } |
| fmt.Printf("%q: {%d,%d}\n", q.Name, *q.X, *q.Y) |
| } |
| |
| You can compile and run this example code in the [Go Playground](http://play.golang.org/p/_-OJV-rwMq). |
| |
| The [rpc package](https://golang.org/pkg/net/rpc/) builds on gobs to turn |
| this encode/decode automation into transport for method calls across the network. |
| That's a subject for another article. |
| |
| ## Details |
| |
| The [gob package documentation](https://golang.org/pkg/encoding/gob/), |
| especially the file [doc.go](https://golang.org/src/pkg/encoding/gob/doc.go), |
| expands on many of the details described here and includes a full worked |
| example showing how the encoding represents data. |
| If you are interested in the innards of the gob implementation, |
| that's a good place to start. |